3 unchanged sentences
Disclosure controls and procedures are the controls and other procedures that we have designed to ensure that we record, process, summarize and report in a timely manner the information that we must disclose in reports that we file with or submit to the SEC under the Exchange Act.
+Added: Disclosure controls and procedures include controls and procedures designed to ensure that information we are required to disclose is accumulated and communicated to the our management, including our principal executive and principal financial officers as appropriate to allow timely decisions regarding required disclosure.
In designing and evaluating our disclosure controls and procedures, we recognize that any controls and procedures, no matter how well designed and operated, can provide only reasonable assurance of achieving the desired control objectives and that we are required to apply our judgment in evaluating the cost-benefit relationship of possible controls and procedures.
7 unchanged sentences
During the fourth quarter of the year ended December 31, 2020, there was no change in our internal control over financial reporting (as such term is defined in Rule 13a-15(f) and Rule 15d-15(f) under the Exchange Act) that has materially affected, or is reasonably likely to materially affect, our internal control over financial reporting.
−Removed: O ther Information.
+Added: Other Information.
Directors, Executive Officers and Corporate Governance.
We have adopted a Code of Business Conduct and Ethics applicable to all of our directors, officers and employees.
−Removed: A copy of the Code of Business Conduct and Ethics is available on the Company’s website at www.alphaprotech.com in the “Investors” section under “Corporate Governance.”
+Added: A copy of the Code of Business Conduct and Ethics is available on the Company’s website at www.alphaprotech.com in the “Investors” section under “Corporate Governance.” We intend to disclose any amendments to the Code of Business Conduct and Ethics, as well as any waivers for executive officers or directors, on our website at www.alphaprotech.com.
Other information required by this Item is incorporated by reference pursuant to General Instruction G(3) of Form 10-K from the Company’s definitive Proxy Statement for the 2021 Annual Meeting of Shareholders to be filed with the Securities and Exchange Commission (“SEC”) pursuant to Regulation 14A.
3 unchanged sentences
The registrant’s definitive Proxy Statement for the Annual Meeting of Shareholders will be filed with the SEC on or before April 30, 2021.
−Removed: Security Ownership o f Certain Beneficial Owners and Management and Related Stockholder Matters .
−Removed: The information required by this Item is incorporated by reference pursuant to General Instruction G(3) of Form 10-K from the Company’s definitive Proxy Statement for the 2020 Annual Meeting of Shareholders to be filed with the SEC pursuant to Regulation 14A.
+Added: Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.
+Added: Securities Authorized for Issuance Under Equity Compensation Plans
+Added: The following table summarizes the securities that have been authorized for issuance as of December 31, 2020 under Alpha Pro Tech, Ltd.
+Added: 2020 Omnibus Incentive Plan, which was previously approved by our shareholders at the 2020 Annual Meeting of Shareholders.
+Added: The 2020 Incentive Plan is described in Note 10 to the financial statements in the Company’s Annual Report on Form 10-K for the year ended December 31, 2020.
+Added: Plan Category
+Added: Number of securities to
+Added: be issued upon exercise of
+Added: outstanding options,
+Added: warrants and rights
+Added: Weighted-average
+Added: exercise price of
+Added: outstanding options,
+Added: warrants and rights
+Added: Number of securities remaining
+Added: available for future issuance
+Added: under equity compensation plans
+Added: (excluding securities reflected in
+Added: Equity compensation plans approved by shareholders
+Added: Equity compensation plans not approved by shareholders
+Added: Represents 1,791,088 shares of common stock issuable pursuant to our 2020 Plan.
+Added: The other information required by this Item is incorporated by reference pursuant to General Instruction G(3) of Form 10-K from the Company’s definitive Proxy Statement for the 2021 Annual Meeting of Shareholders to be filed with the SEC pursuant to Regulation 14A.
The registrant’s definitive Proxy Statement for the Annual Meeting of Stockholders will be filed with the SEC on or before April 30, 2021.
6 unchanged sentences
Exhibits and Financial Statement Schedules.
−Removed: Financial Statements .
+Added: (a)(1) Financial Statements.
The consolidated financial statements of the Company and its subsidiaries, included herein in Item 8, are as follows:
7 unchanged sentences
Notes to Consolidated Financial Statements.
−Removed: Financial Statement Schedules .
+Added: (a)(2) Financial Statement Schedules.
The financial statement schedules pursuant to this Item are not included herein because they are not required for a smaller reporting company.
−Removed: (a)(3) & (b )
+Added: (a)(3) & (b) Exhibits.
The following exhibits are filed with this report or incorporated by reference:
12 unchanged sentences
000-19893) (P).
−Removed: Description of securities registered pursuant to Section 12 of the Exchange Act.
+Added: Description of securities registered pursuant to Section 12 of the Exchange Act, incorporated by reference to Exhibit 4.1 to Form 10-K for the year ended December 31, 2019, filed on March 10, 2020 (File No.
Alpha Pro Tech, Ltd.
10 unchanged sentences
Alpha Pro Tech, Ltd.
+Added: 2020 Omnibus Incentive Plan, incorporated by reference to Exhibit 10.1 to Form 8-K, filed on June 15, 2020 (File No.
+Added: First Amendment to the Alpha Pro Tech, Ltd.
+Added: 2020 Omnibus Incentive Plan, filed herewith.
+Added: Form of Restricted Stock Award Agreement for Non-Employee Directors, filed herewith.
+Added: Alpha Pro Tech, Ltd.
Code of Business Conduct and Ethics, incorporated by reference to Exhibit 10(r) to Form 10-K/A, filed on April 29, 2004 (File No.
20 unchanged sentences
Chief Financial Officer
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on dates indicated.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
/s/Lloyd Hoffman
16 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.