OTHER INFORMATION
+Added: (c) Trading Plans
+Added: During the quarter ended September 30, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted , terminated or modified a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K).
Exhibit Number Description
7 unchanged sentences
4.3 Form of 9.500% Senior Notes due 2029 (including the notation of guarantee) (incorporated by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K filed on July 25, 2024)
−Removed: 10.1 + Master Repurchase Agreement by and among AOMR TRS SPE, LLC, Spruce Mortgage Trust and Global Investment Bank 2 dated March 28, 2024 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on March 28, 2024)
−Removed: 10.2 + Pricing Side Letter by and among AOMR TRS SPE, LLC, Angel Oak Mortgage REIT, Inc and Global Investment Bank 2 dated March 28, 2024 (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on March 28, 2024)
−Removed: 10.3 + Guaranty of Angel Oak Mortgage REIT, Inc dated March 28, 2024 (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on March 28, 2024)
−Removed: 10.4 Amended and Restated Management Agreement among Angel Oak Mortgage REIT, Inc., Angel Oak Mortgage Operating Partnership, LP and Falcons I, LLC, dated as of May 1, 2024 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on May 6, 2024)
−Removed: 10.5 Stock Repurchase Agreement, dated July 18, 2024, between Angel Oak Mortgage REIT, Inc.
−Removed: and Xylem Finance LLC (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on July 18, 2024)
+Added: 10.1 + Amendment No.
+Added: 1 to the Master Repurchase Agreement by and among Angel Oak Mortgage REIT, Inc and Global Investment Bank 2 dated October 25, 2024 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on October 29, 2024)
+Added: 10.2 + Amendment No.
+Added: 1 to the Pricing Side Letter by and among Angel Oak Mortgage REIT, Inc and Global Investment Bank 2 dated October 25, 2024 (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on October 29, 2024)
+Added: 10.3 + Second Amend and Restated Master Repurchase Agreement among Angel Oak Mortgage Fund TRS, Angel Oak Mortgage Operating Partnership, LP and Global Investment Bank 3 dated November 1, 2024 (incorporated by reference to Exhibit 10.1 and 10.2 to the Company’s Current Report on Form 8-K filed on November 4 , 2024) .
22.1 List of Guarantor Subsidiaries
11 unchanged sentences
101.Ins Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
−Removed: 104 The cover page from this Quarterly Report on Form 10-Q for the quarter ended June 30, 2024, formatted in Inline XBRL
+Added: 104 The cover page from this Quarterly Report on Form 10-Q for the quarter ended September 30, 2024, formatted in Inline XBRL
+ Portions of this exhibit are redacted pursuant to Item 601(b)(10)(iv) of Regulation S-K.
3 unchanged sentences
ANGEL OAK MORTGAGE REIT, INC.
−Removed: August 7, 2024 By:
+Added: November 7, 2024 By:
/s/ Sreeniwas Prabhu
2 unchanged sentences
(Principal Executive Officer)
−Removed: August 7, 2024 By:
+Added: November 7, 2024 By:
/s/ Brandon R.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.