1 unchanged sentence
Insider Trading Arrangements and Related Disclosure
−Removed: On November 20, 2025 , Steven DenBaars , adopted a “Rule
−Removed: 10b5-1 trading arrangement,” as defined in Item 408(a) of Regulation S-K of the Exchange Act, that is intended to satisfy the
−Removed: affirmative defense conditions of Rule 10b5-1(c) and provides for the sale of up to 100,000 shares of the Company’s common
−Removed: stock, subject to the price conditions and formulas specified in the trading arrangement.
−Removed: The term of the trading arrangement expires
−Removed: upon the earlier of the date all shares have been sold pursuant to the trading arrangement and November 19, 2026.
−Removed: DenBaars is a member
−Removed: of the Company’s board of directors.
−Removed: On December 3, 2025 , Jonathan Klamkin , adopted a Rule
−Removed: 10b5-1 trading arrangement that provides for the sale of up to 150,000 shares of the Company’s common stock, subject to
−Removed: the price conditions and formulas specified in the trading arrangement.
−Removed: The term of the trading arrangement expires upon the earlier of
−Removed: the date all shares have been sold pursuant to the trading arrangement and September 2, 2026.
−Removed: Klamkin is our President and Chief Executive
−Removed: Officer and Chairman of the Company’s board of directors.
−Removed: Other than as disclosed above, during the three
−Removed: months ended December 31, 2025, none of our directors or officers adopted or terminated a “Rule 10b5-1 trading
−Removed: arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation
−Removed: Agreement and Plan of Merger and Reorganization among Parc Investments, Inc., Aeluma Operating Co.
−Removed: and Biond Photonics, Inc.
−Removed: (incorporated by reference to the Current Report on Form 8-K filed on June 28, 2021)
−Removed: Amended and Restated certificate of incorporation, filed with the Secretary of State of the State of Delaware on June 22, 2021 (incorporated by reference to the Current Report on Form 8-K filed on June 28, 2021)
−Removed: Amended and Restated Bylaws.
−Removed: (incorporated by reference to the Current Report on Form 8-K filed on June 28, 2021)
+Added: During the three months ended March 31, 2026, no director or executive
+Added: officer adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,”
+Added: as each term is defined in Item 408(a) of Regulation S-K.
+Added: Amended and Restated Certificate of Incorporation, filed June 22, 2021 (incorporated by reference to the Current Report on Form 8-K filed on June 28, 2021)
+Added: Amended and Restated Bylaws (incorporated by reference to the Current Report on Form 8-K filed on June 28, 2021)
+Added: Sales Agreement, dated as of March 20, 2026 (incorporated by reference to the Current Report on Form 8-K filed on March 20, 2026)
+Added: Form of Restricted Stock Unit Award Agreement under 2021 Equity Incentive Plan
Certification of Chief Executive Officer Pursuant to Section 302 of Sarbanes-Oxley Act of 2002
−Removed: Certification of Principal Financial Officer Pursuant to Section 302 of Sarbanes-Oxley Act of 2002
+Added: Certification of Chief Financial Officer Pursuant to Section 302 of Sarbanes-Oxley Act of 2002
Certification of Chief Executive Officer Pursuant to Section 906 of Sarbanes-Oxley Act of 2002
−Removed: Certification of Principal Financial Officer Pursuant to Section 906 of Sarbanes-Oxley Act of 2002
+Added: Certification of Chief Financial Officer Pursuant to Section 906 of Sarbanes-Oxley Act of 2002
Inline XBRL Instance Document
5 unchanged sentences
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: + Indicates a management contract
−Removed: or compensatory plan, contract, or arrangement.
−Removed: * In accordance with Item 601(b)(32)(ii)
−Removed: of Regulation S-K and SEC Release No.
−Removed: 34-47986, the certifications furnished in Exhibit 32.1 herewith are deemed to accompany this Form
−Removed: 10-K and will not be dee med filed for purposes of Section 18 of the Exchange Act.
−Removed: Such certifications will not be deemed to be
−Removed: incorporated by reference into any filings under the Securities Act or the Exchange Act.
+Added: Indicates a management contract or compensatory plan, contract, or arrangement.
+Added: Furnished and not filed for purposes of Section 18 of the Exchange Act.
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: February 11, 2026
/s/ Jonathan Klamkin
2 unchanged sentences
(Duly Authorized Officer)
−Removed: February 11, 2026
/s/ Christopher Stewart
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.