2 unchanged sentences
EXHIBIT INDEX
−Removed: and Plan of Merger and Reorganization among Parc Investments, Inc., Aeluma Operating Co.
+Added: Agreement and Plan of Merger and Reorganization among Parc Investments, Inc., Aeluma Operating Co.
and Biond Photonics, Inc.**
−Removed: of Merger relating to the merger of Aeluma Operating Co.
−Removed: with and into Biond Photonics, Inc., filed with the Secretary of State of
−Removed: the State of California on June 22, 2021**
−Removed: and Restated certificate of incorporation, filed with the Secretary of State of the State of Delaware on June 22, 2021**
−Removed: and Restated Bylaws.**
−Removed: of Lock Up Agreement**
−Removed: of Placement Agent Warrant**
−Removed: of Post-Merger Indemnification Agreement**
−Removed: of Pre-Merger Indemnification Agreement**
−Removed: of Subscription Agreement, dated June 22, 2021, by and between the Company and the parties thereto**
−Removed: Rights Agreement, dated June 22, 2021, by and between the Company and the parties thereto**
+Added: Certificate of Merger relating to the merger of Aeluma Operating Co.
+Added: with and into Biond Photonics, Inc., filed with the Secretary of State of the State of California on June 22, 2021**
+Added: Amended and Restated certificate of incorporation, filed with the Secretary of State of the State of Delaware on June 22, 2021**
+Added: Amended and Restated Bylaws.**
+Added: Form of Lock Up Agreement**
+Added: Form of Placement Agent Warrant**
+Added: Form of Post-Merger Indemnification Agreement**
+Added: Form of Pre-Merger Indemnification Agreement**
+Added: Form of Subscription Agreement, dated June 22, 2021, by and between the Company and the parties thereto**
+Added: Registration Rights Agreement, dated June 22, 2021, by and between the Company and the parties thereto**
2021 Equity Incentive Plan and form of award agreements**
−Removed: Stock Purchase Agreement between Biond Photonics, Inc.
−Removed: Stock Purchase Agreement between Biond Photonics, Inc.
Restricted Stock Purchase Agreement between Biond Photonics, Inc.
−Removed: DenBaars, dated December 21, 2020****
Restricted Stock Purchase Agreement between Biond Photonics, Inc.
+Added: Advisor Restricted Stock Purchase Agreement between Biond Photonics, Inc.
+Added: DenBaars, dated December 21, 2020****
+Added: Advisor Restricted Stock Purchase Agreement between Biond Photonics, Inc.
DenBaars, dated June 10, 2021****
−Removed: Agreement between Biond Photonics, Inc.
+Added: Advisory Agreement between Biond Photonics, Inc.
DenBaars, dated December 31, 2020****
−Removed: Agreement between Biond Photonics, Inc.
+Added: Advisory Agreement between Biond Photonics, Inc.
DenBaars, dated June 10, 2021****
−Removed: Certification
−Removed: of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
−Removed: Certification
−Removed: of the Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
−Removed: Certification
−Removed: of the Principal Executive Officer pursuant to U.S.C.
−Removed: Section 1350 As adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
−Removed: 2002 (filed herewith)
−Removed: Certification
−Removed: of the Principal Financial Officer pursuant to U.S.C.
−Removed: Section 1350 As adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
−Removed: 2002 (filed herewith)
−Removed: XBRL Instance Document
−Removed: XBRL Taxonomy Extension Schema Document.
−Removed: XBRL Taxonomy Extension Calculation Linkbase Document.
−Removed: XBRL Taxonomy Extension Definition Linkbase Document.
−Removed: XBRL Taxonomy Extension Label Linkbase Document.
−Removed: XBRL Taxonomy Extension Presentation Linkbase Document.
−Removed: Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
+Added: Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
+Added: Certification of the Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
+Added: Certification of the Principal Executive Officer pursuant to U.S.C.
+Added: Section 1350 As adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
+Added: Certification of the Principal Financial Officer pursuant to U.S.C.
+Added: Section 1350 As adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
+Added: Inline XBRL Instance Document
+Added: Inline XBRL Taxonomy Extension Schema Document.
+Added: Inline XBRL Taxonomy Extension Calculation Linkbase Document.
+Added: Inline XBRL Taxonomy Extension Definition Linkbase Document.
+Added: Inline XBRL Taxonomy Extension Label Linkbase Document.
+Added: Inline XBRL Taxonomy Extension Presentation Linkbase Document.
+Added: Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
Indicates a management contract or any compensatory plan, contract or arrangement.
4 unchanged sentences
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf of the undersigned thereunto duly authorized.
−Removed: February 14, 2022
/s/ Jonathan Klamkin
Jonathan Klamkin
−Removed: President, Chief Executive Officer and
−Removed: Principal Financial Officer
−Removed: (Principal Executive Officer
−Removed: Principal Financial and Accounting Officer)
+Added: President, Chief Executive Officer and Principal Financial Officer (Principal Executive Officer and Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.