Other Information.
−Removed: During the fiscal quarter ended June 30, 2023, no director or officer, as defined in Rule 16a-1(f) of the Exchange Act, adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
+Added: During the fiscal quarter ended September 30, 2023, no director or officer, as defined in Rule 16a-1(f) of the Exchange Act, adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
(a) Exhibits:
3 unchanged sentences
333-49932) 12/28/2000 3.1
−Removed: Certificate of Amendment to the Amended Certificate of Incorporation 8-K 5/20/2016 3.01
Certificate of Amendment to the Amended Certificate of Incorporation
+Added: 8-K 5/20/2016 3.01
+Added: Certificate of Amendment to the Amended Certificate of Incorporation
+Added: 10-Q 8/04/2023 3.1B
Amended and Restated Bylaws of registrant
8-K 3/01/2023 3.1
−Removed: Subscription Agreement, dated as of April 24, 2023 between Align Technology, Inc.
−Removed: and Heartland Dental Holding Corporation
−Removed: Stockholders' Agreement, dated as of April 24, 2023 by and among Heartland Dental Holding Corporation, Heartland Dental Topco, LLC, KKR Core Holding Company LLC, KKR Partners IV L.P., any Sponsor Group Permitted Transferee as defined in the Agreement and Align Technology, Inc.
−Removed: Side Letter, dated as of April 24, 2023 by and among Heartland Dental Holding Corporation, Heartland Dental Topco, LLC, KKR Core Holding Company LLC, KKR Partners IV L.P., any Sponsor Group Permitted Transferee as defined in the Stockholders' Agreement and Align Technology, Inc.
+Added: Share Purchase Agreement, dated September 1, 2023, between Align Holdings GMBH, Align Technology Switzerland GMBH and the Sellers provided therein
Certification of Chief Executive Officer pursuant to 18 U.S.C.
11 unchanged sentences
104 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) *
+Added: ** Portions of the exhibit, marked by brackets and asterisks [***], have been omitted because the omitted information is not material and (i) would likely cause competitive harm to the registrant if publicly disclosed or (ii) is information that the registrant treats as private or confidential.
† The certifications attached as Exhibit 32.1 that accompany this Quarterly Report on Form 10-Q are not deemed filed with the SEC and are not to be incorporated by reference into any filing of the Registrant under the Securities Act or the Exchange Act, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.
1 unchanged sentence
ALIGN TECHNOLOGY, INC.
−Removed: August 4, 2023 By:
+Added: November 3, 2023 By:
/s/ JOSEPH M.
President and Chief Executive Officer
−Removed: August 4, 2023 By:
+Added: November 3, 2023 By:
Chief Financial Officer and Executive Vice President, Global Finance
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.