Other Information.
+Added: During the fiscal quarter ended June 30, 2023, no director or officer, as defined in Rule 16a-1(f) of the Exchange Act, adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
(a) Exhibits:
Description Filing Date Exhibit
−Removed: Amended and Restated Certificate of Incorporation of registrant
+Added: Amended Certificate of Incorporation of Align Technology, Inc.
S-1, as amended (File No.
333-49932) 12/28/2000 3.1
−Removed: Certificate of Amendment to the Amended and Restated Certificate of Incorporation
−Removed: 8-K 5/20/2016 3.01
+Added: Certificate of Amendment to the Amended Certificate of Incorporation 8-K 5/20/2016 3.01
+Added: Certificate of Amendment to the Amended Certificate of Incorporation
Amended and Restated Bylaws of registrant
8-K 3/01/2023 3.1
−Removed: Form of Restricted Stock Unit Agreement under Registrant's 2005 Incentive Plan (CEO Form)
−Removed: Form of Restricted Stock Unit Agreement under Registrant's 2005 Incentive Plan (Executive Officer Form for officers appointed after September 2016)
−Removed: Form of Restricted Stock Unit Agreement under Registrant's 2005 Incentive Plan (Executive Officer Form for officers appointed prior to September 2016)
−Removed: Form of Market Stock Unit Agreement under Registrant's 2005 Incentive Plan (CEO Form)
−Removed: Form of Market Stock Unit Agreement under Registrant's 2005 Incentive Plan (Executive Officer Form for officers appointed after September 2016)
−Removed: Form of Market Stock Unit Agreement under Registrant's 2005 Incentive Plan (Executive Officer Form for officers appointed prior to September 2016)
−Removed: Fixed Dollar Accelerated Share Repurchase Transaction between Citibank, N.A.
−Removed: and Align Technology, Inc.
−Removed: dated February 3, 2023
+Added: Subscription Agreement, dated as of April 24, 2023 between Align Technology, Inc.
+Added: and Heartland Dental Holding Corporation
+Added: Stockholders' Agreement, dated as of April 24, 2023 by and among Heartland Dental Holding Corporation, Heartland Dental Topco, LLC, KKR Core Holding Company LLC, KKR Partners IV L.P., any Sponsor Group Permitted Transferee as defined in the Agreement and Align Technology, Inc.
+Added: Side Letter, dated as of April 24, 2023 by and among Heartland Dental Holding Corporation, Heartland Dental Topco, LLC, KKR Core Holding Company LLC, KKR Partners IV L.P., any Sponsor Group Permitted Transferee as defined in the Stockholders' Agreement and Align Technology, Inc.
Certification of Chief Executive Officer pursuant to 18 U.S.C.
14 unchanged sentences
ALIGN TECHNOLOGY, INC.
−Removed: May 5, 2023 By:
+Added: August 4, 2023 By:
/s/ JOSEPH M.
President and Chief Executive Officer
−Removed: May 5, 2023 By:
+Added: August 4, 2023 By:
Chief Financial Officer and Executive Vice President, Global Finance
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.