OTHER INFORMATION.
−Removed: Amended and Restated Senior Secured Convertible Promissory Note issued February 2, 2024 by Airship AI Holdings, Inc.
−Removed: to Platinum Capital Partners Inc.
−Removed: (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the SEC on February 6, 2024).
−Removed: Amended and Restated Security Agreement dated February 2, 2024 between Airship AI Holdings, Inc.
−Removed: and Platinum Capital Partners Inc.
−Removed: (incorporated by reference to Exhibit 10.2 to the registrant’s Current Report on Form 8-K filed with the SEC on February 6, 2024).
−Removed: Amended and Restated Guaranty dated February 2, 2024 between Airship AI Holdings, Inc., Platinum Capital Partners Inc.
−Removed: (incorporated by reference to Exhibit 10.3 to the registrant’s Current Report on Form 8-K filed with the SEC on February 6, 2024).
−Removed: Amended and Restated Subordination Agreement dated February 2, 2024 between Airship AI Holdings, Inc.
−Removed: and Platinum Capital Partners Inc.
−Removed: (incorporated by reference to Exhibit 10.4 to the registrant’s Current Report on Form 8-K filed with the SEC on February 6, 2024).
−Removed: Extension Agreement between Airship AI Holdings, Inc.
−Removed: and Platinum Capital Partners Inc.
−Removed: dated June 22, 2024.
−Removed: (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed with the SEC on June 24, 2024)
+Added: Warrant Agency Agreement, dated September 3, 2024, between the Company and Equiniti Trust Company, LLC, as warrant agent (incorporated by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K filed with the SEC on September 4, 2024).
+Added: Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.2 of the Company’s Current Report on Form 8-K filed with the SEC on September 4, 2024).
+Added: Placement Agent Warrant, dated September 3, 2024 (incorporated by reference to Exhibit 4.3 of the Company’s Current Report on Form 8-K filed with the SEC on September 4, 2024).
+Added: Placement Agency Agreement dated August 29, 2024, between the Company and Roth Capital Partners, LLC and The Benchmark Company, LLC (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K filed with the SEC on September 4, 2024).
+Added: Securities Purchase Agreement, dated August 29, 2024, between the Company and the purchaser party thereto (incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K filed with the SEC on September 4, 2024).
+Added: Form of Lock-up Agreement (incorporated by reference to Exhibit 10.16 of the Company’s Amendment No.
+Added: 1 to Registration Statement on Form S-1 (File No.
+Added: 333-281333), filed with the SEC on August 22, 2024).
+Added: Master Loan Agreement dated September 27, 2024 by and between Airship AI Holdings, Inc.
+Added: and Victor Huang (attached herewith)
Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
12 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: August 14, 2024
−Removed: Airship AI Holdings, Inc.
−Removed: /s/ Victor Huang
−Removed: Chief Executive Officer
−Removed: (Principal Executive Officer)
−Removed: Chief Financial Officer
−Removed: (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.