1 unchanged sentence
There have been no material changes in the risk factors described in the Company's Annual Report on Form 10-K for the year ended December 31, 2022.
+Added: Other Events.
+Added: On May 4, 2023, BSUS entered into an amended and restated employment agreement (the “Amended Employment Agreement”) with Christina Wiater, the Company’s SVP, Principal Financial and Accounting Officer, which amends and restates the Employment Agreement, dated May 4, 2022, between BSUS and Ms.
+Added: Wiater (the “Prior Agreement”).
+Added: Under the terms of the Amended Employment Agreement, Ms.
+Added: Wiater will continue to receive an annual base salary of $425,000 and will be eligible to receive (i) a target annual bonus of $700,000, subject to individual and Company performance.
+Added: Under the terms of the Amended Employment Agreement, if Ms.
+Added: Wiater’s employment is terminated by the Company without cause or by Ms.
+Added: Wiater for good reason (each as defined in the Amended Employment Agreement), Ms.
+Added: Wiater would be entitled to (i) the greater of (a) 12 months’ base salary plus her most recently paid annual bonus or (b) $1,125,000, (ii) payment of COBRA premiums for 12 months, (iii) a cash bonus for the year in which the termination occurs equal to the greater of (a) her most recently paid annual bonus and (b) $700,000, in each case pro-rated to reflect the number of days worked during the year, and (iv) accelerated vesting of all of her outstanding restricted stock and restricted stock unit awards.
+Added: The material terms of the Amended Employment Agreement are otherwise consistent with the Prior Agreement.
+Added: The foregoing is not a complete description of the Amended Employment Agreement and is qualified in its entirety by reference to the full text and terms of the Amended Employment Agreement, which is filed as Exhibit 10.1 to this quarterly report on Form 10-Q and incorporated herein by reference.
3.1 Amended and Restated Certificate of Incorporation of BrightSphere Investment Group Inc., adopted as of July 12, 2019, incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K12B filed on July 15, 2019.
−Removed: 3.2 Amended and Restated Bylaws of BrightSphere Investment Group Inc., adopted as of July 12, 2019, incorporated herein by reference to Exhibit 3.2 to the Current Report on Form 8-K12B filed on July 15, 2019.
+Added: 3.2 Amended and Restated Bylaws of BrightSphere Investment Group Inc., adopted as of February 27, 2023, incorporated herein by reference to Exhibit 3.2 to the Annual Report on Form 10-K filed on February 28, 2023.
+Added: 10.1* Amended and Restated Employment Agreement, dated May 4, 2023, by and between BrightSphere Inc.
+Added: and Christina Wiater
31.1* Certification of the Company’s principal executive officer pursuant to Exchange Act Rules 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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101* Interactive data files pursuant to Rule 405 of Regulation S-T:
−Removed: (i) the Condensed Consolidated Balance Sheets as of September 30, 2022 and December 31, 2021, (ii) the Condensed Consolidated Statements of Operations for the three and nine months ended September 30, 2022 and 2021, (iii) the Condensed Consolidated Statements of Comprehensive Income for the three and nine months ended September 30, 2022 and 2021, (iv) the Condensed Consolidated Statements of Changes in Stockholders’ Equity for the three and nine months ended September 30, 2022 and 2021, (v) the Condensed Consolidated Statements of Cash Flows for the nine months ended September 30, 2022 and 2021, and (vi) the Notes to Financial Statements.
+Added: (i) the Condensed Consolidated Balance Sheets as of March 31, 2023 and December 31, 2022, (ii) the Condensed Consolidated Statements of Operations for the three months ended March 31, 2023 and 2022, (iii) the Condensed Consolidated Statements of Comprehensive Income for the three months ended March 31, 2023 and 2022, (iv) the Condensed Consolidated Statements of Changes in Stockholders’ Equity for the three months ended March 31, 2023 and 2022, (v) the Condensed Consolidated Statements of Cash Flows for the three months ended March 31, 2023 and 2022, and (vi) the Notes to Financial Statements.
104* The cover page of this Quarterly Report on Form 10-Q, formatted in Inline eXtensible Business Reporting Language
3 unchanged sentences
BrightSphere Investment Group Inc.
−Removed: November 4, 2022
/s/ Suren Rana
6 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.