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(3) Exhibits:
−Removed: 3.1 * Am ended and Restated Certificate of Incorporation, adopted as of July 12, 2019.
−Removed: 3.2 * C ertificate of Amendment to Amended and Restated Certificate of Incorporation , effective January 1, 2025 .
−Removed: 3.3 * Amended and Restated Bylaws, adopted as of February 27, 2023.
−Removed: 3.4 * A mendment No.
−Removed: 1 to Ame nded and Restated Bylaws , effective Jan uary 1, 2025 .
−Removed: 4.1 Specimen Common Stock Certificate incorporated herein by reference to Exhibit 4.1 to Quarterly Report on Form 10-Q filed on August 9, 2019.
+Added: 3.1 Amended and Restated Certificate of Incorporation, adopted as of July 12, 2019, incorporated herein by reference to Exhibit 3.1 to the Annual Report on Form 10-K filed on February 27, 2025.
+Added: 3.2 Certificate of Amendment to Amended and Restated Certificate of Incorporation, effective January 1, 2025, incorporated herein by reference to Exhibit 3.2 to the Annual Report on Form 10-K filed on February 27, 2025.
+Added: 3.3 Amended and Restated Bylaws, adopted as of May 13, 2025, incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K filed on May 16,2025.
+Added: 4.1 Specimen Common Stock Certificate incorporated herein by reference to Exhibit 4.1 to Quarterly Report on Form 10-Q filed on May 8, 20 25 .
4.2 Base Indenture, dated as of July 25, 2016, among OM Asset Management plc, as Issuer, Wilmington Trust, National Association, as Trustee, and Citibank, N.A., as Securities Administrator, incorporated herein by reference to Exhibit 4.1 to Current Report on Form 8-K filed on July 25, 2016.
−Removed: 4.3 Supplemental Indenture, dated as of July 25, 2016, among OM Asset Management plc, as Issuer, Wilmington Trust, National Association, as Trustee, and Citibank, N.A., as Securities Administrator, incorporated herein by reference to Exhibit 4.2 to Current Report on Form 8-K filed on July 25, 2016.
−Removed: 4.4 Form of 4.800% Note due 2026, incorporated herein by reference to Exhibit 4.2 to the Current Report on Form 8-K filed on July 25, 2016.
−Removed: 4.5 Third Supplemental Indenture, dated as of July 11, 2019, among BrightSphere Investment Group plc, as Original Issuer, BrightSphere Investment Group Inc., as Successor Company, Wilmington Trust, National Association, as Trustee, and Citibank, N.A., as Securities Administrator incorporated herein by reference to Exhibit 4.8 to the Quarterly Report on Form 10-Q filed on August 9, 2019.
4.3 * Description of Registrant’s Securities .
10.1 Acadian Asset Management Inc.
−Removed: Equity Incentive Plan .
+Added: Equity Incentive Plan, incorporated herein by reference to Exhibit 10.1 to the Annual Report on Form 10-K filed on February 27, 2025.
10.2 Registration Rights Agreement, dated May 17, 2019, between BrightSphere Investment Group Inc.
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incorporated herein by reference to Exhibit 10.2 to Quarterly Report on Form 10-Q filed on August 9, 2019.
−Removed: 10.4 * Form of Indemnity Agreement.
−Removed: 10.5 * Eight h Amended and Restated Limited Liability Company Agreement of Acadian Asset Management LLC, dated December 31 , 20 24 .
+Added: 10.4 Form of Indemnity Agreement, incorporated herein by reference to Exhibit 10.4 to the Annual Report on Form 10-K filed on February 27, 2025.
+Added: 10.5 Eighth Amended and Restated Limited Liability Company Agreement of Acadian Asset Management LLC, dated December 31, 2024, incorporated herein by reference to Exhibit 10.5 to the Annual Report on Form 10-K filed on February 27, 2025.
Acadian Asset Management Inc.
−Removed: Non-Employee Directors’ Equity Incentive Plan.
−Removed: 10.7 * Form of Restricted Stock Unit Award Agreement for Non-Employee Directors .
−Removed: 10.8 * Form of Restricted Stock Unit Award Agreement for Employees .
−Removed: 10.9 Amended and Restated Employment Agreement, effective April 15, 2020 by and between BrightSphere Investment Group Inc.
−Removed: and Suren Rana, incorporated herein by reference to Exhibit 10.11 to the Quarterly Report on Form 10-Q on May 11, 2020.
+Added: Non-Employee Directors’ Equity Incentive Plan, incorporated herein by reference to Exhibit 10.6 to the Annual Report on Form 10-K filed on February 27, 2025.
+Added: Form of Restricted Stock Unit Award Agreement for Non-Employee Directors, incorporated herein by reference to Exhibit 10.7 to the Annual Report on Form 10-K filed on February 27, 2025.
+Added: Form of Restricted Stock Unit Award Agreement for Employees, incorporated herein by reference to Exhibit 10.8 to the Annual Report on Form 10-K filed on February 27, 2025.
Employment Agreement, dated April 15, 2020, by and between BrightSphere Inc.
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Employment Agreement, dated September 30, 2024, by and among the Company, Acadian and Kelly Young, incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K filed on October 1, 2024.
−Removed: 10.13 * Amended and Restated Acadian Asset Management LLC Bonus Plan, effective January 1, 2025.
−Removed: 10.14 * Amended and Restated Acadian Asset Management LLC Deferred Compensation Plan, effective January 1, 2025.
−Removed: 19 * A cadian Asset Man agement Inc.
−Removed: I nsider Trading Policy.
+Added: Amended and Restated Acadian Asset Management LLC Bonus Plan, effective January 1, 2025, incorporated herein by reference to Exhibit 10.13 to the Annual Report on Form 10-K filed on February 27, 2025.
+Added: Amended and Restated Acadian Asset Management LLC Deferred Compensation Plan, effective January 1, 2025, incorporated herein by reference to Exhibit 10.14 to the Annual Report on Form 10-K filed on February 27, 2025.
+Added: 10.14 Delayed Draw Term Loan Credit Agreement, dated as of October 28, 2025, among Acadian Asset Management LLC, the Lenders from time to time party thereto, and Bank of America, N.A., as the Administrative Agent.
+Added: incorporated herein by reference to Exhibit 10.1 to the Form 8-K filed on October 30, 2025.
+Added: 10.15 Revolving Credit Agreement, dated as of October 28, 2025, among Acadian Asset Management LLC, the Lenders from time to time party thereto, Bank of America, N.A., as the Administrative Agent and a L/C Issuer and the other L/C Issuers from time to time party thereto, incorporated herein by reference to Exhibit 10.2 to the Form 8-K filed on October 30, 2025.
+Added: F orm of Performance -based Restricted Stock Unit Award Agreement for Employees
+Added: F orm of Restricted Stock U nit Award Agreement for Employees
+Added: 19 * Acadian Asset Management Inc.
+Added: Insider Trading Policy
21.1 * Subsidiaries of Acadian Asset Management Inc.
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97.1 BrightSphere Investment Group Inc.
−Removed: Rule 10D-1 Clawback Policy, effective October 2, 2023.
+Added: Rule 10D-1 Clawback Policy, effective October 2, 2023, incorporated herein by reference to Exhibit 97.1 to the Annual Report on Form 10-K filed on February 27, 2025.
101 * Interactive data files pursuant to Rule 405 of Regulation S-T:
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** Furnished herewith
+Added: # Indicates management contract or compensatory plan
Form 10-K Summary
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(principal executive officer)
+Added: /s/ Scott Hynes
+Added: Senior Vice President and Chief Financial Officer
+Added: (principal financial officer)
/s/ Christina Wiater
Christina Wiater
−Removed: Senior Vice President and Principal Financial Officer
−Removed: (principal financial officer and principal accounting officer)
+Added: Senior Vice President and Chief Accounting Officer
+Added: (principal accounting officer)
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
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Acadian Asset Management Inc.
−Removed: Notes to Consolidated Financial Statements December 31, 2024 and 2023
+Added: Notes to Consolidated Financial Statements
Changes in and Disagreements With Accountants on Accounting and Financial Disclosure.
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.